Outpatient DBT Treatment for Forensic Clients


By Jack Carney, DSW, past Clinical Director,

FEGS Forensic DBT Program


FEGS (Federation Employment & Guidance Service, Inc.) celebrated the sixth anniversary of its Forensic Dialectical Behavior Therapy (DBT) program in December 2003. Initiated as a demonstration project in 1997, the program was designed to assist men and women who have serious mental illnesses, impulsive aggression towards self and others and criminal justice histories, to access outpatient clinical psychotherapy services. The majority of these individuals have long histories of substance abuse as well. To date, the program has served over one hundred and thirty persons, and continues as the only outpatient DBT program for forensic clients in the United States.


Dialectical Behavior Therapy
DBT was the treatment selected since it is skills-based and appeared best suited to address the two principal barriers blocking treatment access, i.e., psychotherapists’ apprehension at working with Forensic clients and their reliance on a deterministic and ultimately exclusionary treatment approach. Linehan, who originated DBT for her work with women with Borderline Personality Disorder, describes DBT as an amalgam of traditional cognitive-behavioral therapy, of Eastern Zen philosophy, and of the tension of the classic “change-no change” dialectic inherent in all psychotherapy. These are resolved in DBT via the synthesis represented in the concept of “radical acceptance”.


In accordance with Linehan, we view our Forensic clients, the majority of whom are men, from a biosocial perspective which posits their impulsive aggression as stemming from core biological deficits leaving our clients vulnerable to “toxic” environments. These interactions result in severe emotional “dysregulation”. The affected persons then seek to modulate this via behaviors that are maladaptive and injurious to self or others.


FEGS Forensic DBT Program
To address this core emotional “dysregulation” in a holistic fashion, we employ Linehan’s four main treatment modes: individual, group, telephone consultations, and therapist consultation.


The DBT therapist and client work together in one-hour weekly sessions to identify problem behaviors—those that are injurious to self, others, or interfere with therapy, and that diminish client quality of life. In addition, they monitor the client’s ability to substitute DBT skills for these maladaptive behaviors. In groups, the skills of Emotion Regulation, Core Mindfulness, Distress Tolerance and Interpersonal Effectiveness are taught in two-hour weekly meetings over nine to twelve months. Therapists coach clients by telephone to apply DBT skills in real-life situations. The Forensic DBT therapists meet bi-weekly in a supportive setting to discuss client treatment problems and to improve their own treatment skills.


We have also implemented a treatment protocol that conforms to the community-based treatment model for mentally ill forensic clients proposed by Lamb and colleagues.


Treatment Outcomes
All 133 individuals admitted to the FEGS Program to date have a history of criminal justice system involvement, serious mental illnesses, and evidence of problems with impulse control, including self-injurious or assaultive behaviors. They also rely heavily on intoxicants to regulate their powerful emotions. The majority are victims, as well as perpetrators, of trauma.
Given the client’s histories, treatment engagement and retention have been paramount clinical concerns. Of our 133 clients, 45% have either completed at least one treatment cycle or continued in treatment. The average treatment tenure for this cohort is approximately seven months. This compares favorably to retention in most substance abuse treatment programs.
We have concluded that the two greatest barriers to treatment retention are an increase in feelings of vulnerability, and their substance abuse “validation” early in treatment. Major elements of the treatment protocol are also employed to promote retention, particularly the development of a risk management plan, criminal justice coordination, and clinical case management, which involves referral to and collaboration with other community-based treatment providers. Of particular help has been FEGS’s Project COPE, the MICA IPRT located in Jamaica.


While in treatment with us, regardless of length of stay, little more than 6% of our clients have been reincarcerated, only one for commission of a felony. This compares favorably with histories of incarceration for 78% of all our clients, 64% of whom have felony convictions. Significantly, all these individuals were reincarcerated for technical parole violations, marking these individuals as among the most vulnerable we treat. Less than 2% of our clients, while in treatment, committed acts of violence towards self, and approximately 10% committed acts of violence towards others. This compares favorably with their histories where 43% committed acts of violence towards self and 63% towards others.


Systemic Barriers Require Resolution
Despite our equivocal outcomes regarding treatment retention, we believe we have demonstrated that individuals with serious mental illnesses and criminal justice histories, while in a treatment program that includes individual DBT and Group Skills Training and that adheres to our treatment protocol, will learn how not to do injury to themselves and others and how to avoid rein-carceration and the commission of anti-social acts. Unfortunately, we have not had the resources to compile post-treatment data, and so do not know the length of salutary treatment impact on those of our discharged clients.

However, achievement of improved treatment outcomes and continuation, as well as possible expansion, of Forensic DBT and our treatment model, depend on the eventual resolution of several key mental health systems barriers and DBT program gaps.


Mental health provider agencies remain ill equipped to effectively address their clients’ substance abuse disorders, and they have yet to adopt the explicit goal of promoting the general commun-ity’s safety. Governmental commitment to fund community-based forensic treatment and related services remains insufficient. Indeed, psychiatrists remain reluctant to work with impulsively aggressive individuals, particularly those with criminal justice histories. DBT itself requires further study: to determine its adaptability to other treatment populations; its complementarity with other approaches to address impulsivity and substance abuse; and its longitudinal impact on clients’ long-range quality of life. For a detailed description of DBT and outcomes research, see www.behavioraltech.com.r

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